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Regulatory Compliance and Technology Expertise

Parallax Consulting is a firm based in Princeton NJ, providing compliance and technology management services to the Financial Services and Pharmaceutical industries.

Our experienced consultants have helped companies solve complex regulatory issues and implement award-winning software solutions, records management programs, and process improvements to mitigate risk, reduce costs, and gain better control.

Financial Services Firms:

  • Broker-Dealers:Parallax can help you comply with SEC 17a-3 & 4 with electronic record retention
  • Investment Advisors:Email monitoring and retention, records management programs, technology strategy
  • Hedge Funds:Whether registered or not, hedge funds must prepare for increased regulatory scrutiny

Read our White Paper:
• Five Steps to Record Retention Compliance by Michael Johngren

Life Sciences Companies:

  • Payment Disclosure: We have helped companies comply with "Sunshine Law" disclosures of payments to physicians
  • Contract Management: Standardize contract language and automate reviews using document management technologies
  • Grants and Contributions: Prevent inappropriate transactions before they start, while reducing the time to process requests

 

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All Rights Reserved
info@parallaxweb.com | 212.229.1884